Last week, I read Goethe’s “The Sorrows of Young Werther”. It is fairly short, and I read the entire book on the plane ride from Seattle to visit the Grand Canyon. Though short, the story is a near-perfect allegory and overflowing with insights. As always, I took many notes, which I typically keep to myself. However, to prove that I read the story, and in honor of having read it during Passover week, I’ll share one particular slice of the story – I will explain how the story parallels the traditional Passover telling of the Haggadah.
The Story
The story is about a young man named Werther who becomes obsessed with a woman he knows to be taken, and he eventually destroys himself over his inability to possess her. It was partially based on Goethe’s real-life obsession with a woman he met, and the story became wildly popular during Goethe’s lifetime.
It has widely been seen as a celebration and of the tortured and passionate “romantic” spirit, based in large part on the readers’ appreciation of Goethe’s genius and the autobiographical nature of the story. The entire “romantic” movement in Western European literature owes a large and well-chronicled debt to this story, as do many obsessive lovers to this very day. However, I believe that this particular popular interpretation is exactly wrong. The story is in fact a cautionary allegory about pride and will, and Goethe creates Werther explicitly as a caricature to drive home this point.
The Haggadah
There are many ways to demonstrate my point, including Shakespeare, or Werther’s beloved Homer, but in honor of Passover, let’s use the tradition of Haggadah, which would have been quite familiar and important to Goethe, and was directly alluded in Werther. Every year during Passover, millions of families around the world read Haggadah: the story of the Exodus from Egypt, embellished with commentary. The story itself is foundational to Jews, Muslims, and Christians. Even for the non-religious, the story is central to many civil rights and liberation movements. Some families see the story as being an accurate chronicle of history faithfully recorded by the story’s protagonist, while many see it as being more or less embellished; just as with the readers of Werther. Despite the divergent opinions about how strictly autobiographical the story is, these families all agree that the story is full of profound insights.
Different families may choose to focus on different parts of the story, and may emphasize different conclusions from the story. This diversity is part of the beauty of the story. The story as told in the book of Exodus is rather short, but the inspired Haggadot could fill many volumes.
Enter Pharaoh
Werther’s genius is that it focuses on only one part of the story – a part which is normally glossed over and misunderstood – and does so with exquisite clarity. In short, Werther is Haggadah seen from Pharaoh’s perspective.
When most people read the story of the Exodus, they typically focus on the themes of redemption and deliverance, from the perspective of those delivered from bondage. We gloss over the fact that there were many other actors in this story: the Hebrew slaves who chose to stay in Egypt, those who were unfaithful and died (or were killed) along the way, the Egyptian people who were punished and in some cases died, and the Pharaoh himself.
To the Pharaoh and many others, the story is not a story of redemption and deliverance – it is a story of condemnation and destruction.
To ignore these other characters is to do a grave injustice to the story, and turns the story into a children’s fable with little credibility or depth. It is easy to identify with the gratitude of the slaves who were delivered from bondage, but we convince ourselves that it is more difficult to understand the supremely powerful leader who would throw himself to destruction. After thousands of years, we have grown into the habit of treating these characters, and especially the Pharaoh, simply as cartoonish cardboard props.
Goethe shows us that this assumption is dangerously false. In fact, the Pharaoh’s attitude is all too believable, and the condemned were perhaps the most human and least remarkable characters in the story. Indeed, Goethe’s portrayal of Pharaoh’s motivation is so impeccable that two centuries of readers have unwittingly identified Pharaoh as the true hero and role model of the story.
It was not Goethe’s intention to make Pharaoh out to be a role model – in fact, it was quite the opposite. Goethe wanted to show just how dangerous it is to flirt with these attitudes, and how easily they become a slippery slope. The fact that so many have identified with young Werther, and use him as an excuse to glorify a “romantic” attachment to sensuality and self-destruction, is a testament to Goethe’s epic genius, and shows that Haggadah remains sympathetic to the modern human condition.
Werther as Pharaoh
When attempting to understand Pharaoh, we are faced with a number of questions. Moses and Pharaoh were raised together from childhood as brothers, so we wonder how Pharaoh’s heart could change so dramatically, replacing these fraternal bonds of love with self-destructive hatred of his brother. Why was he so possessive and unwilling to cede control? And why did he ignore so many vivid signs foretelling his own destruction? We find all three questions examined in Werther: selfish and possessive will, vivid warnings ignored, and a thorough hardening of the heart.
Although Werther learns in the very beginning that Lotte is promised to another man, it becomes clear that he does not care about Lotte’s wishes or that of anyone else. (Lotte represents Moses and the Hebrew people – her name sounds like “Lot”, the protagonist of the first great story of deliverance.) Werther repeatedly compares her to a sister, admitting that their many hours together allow them to understand one another. But this closeness does not deter him from wanting to force his desire upon her.
Like Pharaoh, Werther considers himself the supreme author of this narrative, and is incapable of considering any will but his own. Goethe underscores this point brilliantly by creating the tale as a series of letters written by Werther. By crafting the tale as a series of letters, Werther deposes the narrator and takes full control of the story. None of the other characters are permitted to speak for themselves, they are given life only through Werther’s pen. Just as Egyptian history was written by the Pharaoh, Werther feels that he alone can write Lotte’s heart:
“Oh, dare I utter the words, those words that contain all heaven for me? – I can feel that she loves me! She loves me! – And I have grown in stature in my own eyes, – I can tell you this, you who understand such things – I worship myself, ever since she loves me!”
This exchange comes early in the book, when Lotte most certainly does not love Werther. It’s a remarkably self-centered declaration, which demonstrates that Lotte is merely a prop which Werther uses to feed his narcissism. Several passages attest to Werther’s belief that his obsession with Lotte – whether she returns his feelings or not – is the source of his powers to create.
Goethe goes to great lengths to demonstrate how one-sided and possessive this obsession is, and the entire story is littered with allusions to Werther’s high opinion of his own power and will. Once, when reprimanded by his friend, Werther replies:
“Forgive me then, if I concede your entire argument and still try to find a loophole between the either and the or.”
He pretends to be concerned about obtaining his friend’s forgiveness while simultaneously demonstrating that he cares only about his own desires – selfish will masked as concern for others which is Werther’s modus operandi throughout the story. In fact, he sees it as something of a game:
“if I indulged myself in the sport, I could compose an entire litany of antitheses.”
It is clear that he takes great pride in his strong will. For example, he is offended when he is complimented for something so trifling as intellect:
“I am disturbed that he values my mind and abilities more highly than my heart, which is my only source of pride, and indeed, of everything, all my strength and happiness and misery. The things I know, anyone can know – but my heart is mine, and mine alone.”
The wording Goethe chooses here is very unambiguous. By “heart” and “passion”, Werther is talking about the selfish will.
So we begin to see how the slippery slope begins. Not only does Werther resist and avoid coming to terms with the wills of others, he takes great pride in having a dominant will. Far from seeing this prideful will as a source of potential trouble, he sees it as the source of his happiness. Soon, we learn more:
“And yet, whenever she speaks of her intended, speaks of him with such warmth and love, I feel as if I had been stripped of all honor and rank and had my sword taken from me.”
He uses his fantasies of illegitimate dominion over Lotte to sustain his ego, but when he is forced to face the fact that she is promised to another, Werther’s ego is crushed. He speaks as if he has been victimized and humiliated, and his very identity is imploding.
Likewise, Pharaoh spent his entire life assuming that he was destined for dominion over his brother Moses and the Hebrew slaves. We can imagine the demands to “let my people go”, cutting like a knife.
Ultimately, Werther stops pretending to care about whether he is right, and honestly speaks his resolve to get his way no matter what the cost. His climactic declaration could just as well have been spoken by Pharaoh:
“What use is it if I repeat over and over to myself that he is a good and worthy man? It is tearing my heart in two; I cannot be just.”
The Warnings
Just as in the story of the Exodus, there are repeated and vivid warnings of the fate to come. And just like Pharaoh, Werther at first admits his wrong and appears to turn back from the path of destruction, but is ultimately sucked in. At the beginning of the story, Werther in fact takes the role of moral instructor and declares himself to be above the sort of error which later befalls him.
First, Werther relates to his friend the story of a young woman who became attached to sensual things, made poor choices in love and became so emotionally distraught that she committed suicide. Werther lucidly explains to his friend how such situations are to be avoided and escaped.
Later, Werther encounters a person who has “ill-humour”, which is the “human evil” which Werther “despises above all others”. Werther confronts this person and condemns him for not having better command of his emotions, and for making others unhappy. Werther, still relatively lucid, narrates his observations about maintaining good humour.
As his condition deteriorates into the very diseases he has condemned, he has a flash of clarity. The very letters and journals he has been using to create his own reality are now the evidence that might cause him to come to his senses:
“Today I happened upon my diary, which I have been neglecting for some time, and I am astounded to see how I went ahead in all this, step by step, in full awareness of what I was doing!”
Alas, like Pharaoh, Werther’s sense of remorse is short-lived, soon to be suppressed by the will. The Warnings become even more pointed and explicit.
Eventually, Werther comes across a man who has gone mentally insane over unrequited love of Lotte. Like many readers of Goethe who sympathize with Werther, Werther fails to take this man’s insanity as a warning, and instead begins to sympathize with him.
The most vivid warning comes in the death of a peasant named Hans who Werther met at the very beginning, and who he has grown to respect and esteem almost as a son. Hans has been rejected in his bid to love a certain widow, and one of the widow’s other jilted lovers murders him. The scene mirrors the final sign to Pharaoh – the death of the firstborn of Egypt and the events of the Passover:
“To reach the inn, where the body had been carried, he had to pass the linden trees, and now he felt horror for the place he had loved so dearly. That threshold where the children of the neighborhood had so often played was splashed with blood. Love and constancy, the most beautiful of human emotions, had been transformed into violence and murder.”
The symbol of Passover is the blood splashed on the threshold of the homes of the children. And while this sign symbolized redemption to the protagonists of Haggadah, it symbolized violence and murder to Pharaoh and the Egyptians.
Just as he sympathizes with Hans’s romantic obsession, Werther sympathizes with the romantic obsession of the man who killed Hans. Blurring the men together, he attempts to save the murderer. His failure to save the man is symbolic of his powerlessness, and foreshadows his inability to save himself.
Lotte’s Faithfulness
Throughout the story, Lotte is compassionate and respectful toward Werther, but remains firm in her obedience to her commitments. It is not the purpose of this Haggadah to examine the motivations of the chosen onese, but the following passage is a good example of how the story portrays the same “compassionate but firm” orientation that Moses held with his brother:
“One thing is certain: that she was quite determined to do everything she could to remove Werther from her presence; and any hesitation was due to her heartfelt wish to spare her friend, since she knew how much it would cost him, and indeed that he would find it well-nigh impossible. Yet during this period she was under increased pressure to be firm … she felt all the more need to prove by her actions that her feelings were worthy of her husband’s respect.”
Hardened Heart
We have already seen how Werther, like Pharaoh, grew successively more stubborn and unyielding after ignoring several warnings. In the story of the Exodus, this is described as “hardened heart”. In fact, the story of the Exodus makes a very important distinction in telling this tale – at first, it is reported that “Pharaoh hardened his heart”, but at some point the locus of control is changed, and the record then says “The Lord hardened Pharaoh’s heart”.
This linguistic twist has been subject of many intellectual exegeses over the past two thousand years. Did Pharaoh freely disobey, or was his disobedience orchestrated by God? Do humans operate in a sphere of free will, or under predestination?
This question is the central theme of Werther. Werther begins by celebrating the power of free will, and ends by submitting to cruel destiny. Every major event in the story combines the tension of free will with predestination.
Goethe’s answer to this apparent paradox is most lucidly expounded in the very beginning of the story, with Werther’s narrative of the romantically obsessed young lady. Werther describes how the freely made alliances with physical or sensual things become a slippery slope, and eventually free will is lost. Werther makes it clear that freedom to seek redemption can be sacrificed before death – that there is a “point of no turning back” which can be passed well before the actual moment of death.
This insight about Pharaoh’s “point of no turning back” is triumphantly underscored in the very structure of Gothe’s story of Werther.
At the point when Werther is no longer hardening his own heart – at the point where there is no longer any possibility for him to change course – the story abruptly stops being narrated by him. Although he is still alive, and there are many pages left in the story, the rest of the story is narrated by others. The roles are reversed. No longer are the other characters at the mercy of his pen; no longer is Werther the author of his own story. Now Werther is being interpreted and defined by the pens of those who will ultimately survive him, and this transition is introduced with an acknowledgement of the subjectivity now being introduced into the portrait of Werther.
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This narrative inversion at the end is awe-inspiring genius, and standing on its own could justify Goethe’s reputation. But it would be wrong to think that Haggadah is the only theme in Werther. The use of the silhouette is worth an essay of its own, as would be an examination of the role of self-fulfilling expectations. However, these are all beyond the scope of this post, and I doubt I will make a habit of sharing literary exegeses.